The problem of hypoxia is a multi-headed Medusa in physiology and clinical medicine. Two main aspects of this problem are hotly discussed: the destructive and the constructive action of hypoxia. One viewpoint belonging primarily to western scientists is perfectly expressed in Barcroft's words: "Hypoxia not only intercepts the machine, but also damages the mechanism". The second veiwpoint, expressed primarily by the former Soviet Union (FSU) scientific schools, reads as follows: "Hypoxia (even severe but brief and intermittent) can cause beneficial effects on an organism". However, many a scientific publication was in Russian or Ukrainian and because they were not widely available in other countries, these research findings remained obscure. The purpose of this review is to summarize some past and recent achievements in the field of intermittent hypoxic training (IHT), giving special consideration to applied problems in the treatment of bronchial asthma (BA).
Historical aspects
Historically, first steps in the use of IHT were for training pilots, mountaineers and athletes. The pioneering research, carried out in 1939-1943 (see 1 for review), showed that even a small altitude elevation produces positive adaptation effect, improving lung ventilation and increasing hemoglobin concentration and arterial oxygen saturation. The research of the time drew attention not only to constructive and creative hypoxic training but also to possible curative effects of hypoxic adaptation. More than 30 years later, other studies have shown that a training protocol that includes gradual adaptation to hypobaric hypoxia improves the working capacity and endurance of athletes and astronauts. Inhalation of hypoxic gas mixtures to produce IHT was rapidly introduced into sports training and diseases treatment procedures. IHT protocols and equipment were devised and manufactured for this purpose.
MATERIAL AND METHODS
Two methods are used to produce IHT in the FSU countries: (i) barochamber hypobaric hypoxia (including altitude hypoxia) and (ii) normobaric hypoxia. Historically, IHT was first performed using a barochamber. A number of observations were made in both animals and humans using this method (2, 3), despite negative sequelae of compression/decompression that accompanied immediate positive effects of hypobaric therapy. Currently, normobaric hypoxic protocols, outlined below, are commonly used.
- Hermetic cabin for 5-7 subjects, where oxygen concentration is maintained between 16-13% and temperature between 15-16°C. Each session lasts 30-60 min once a day over 15-20 days (4).
- Hypoxic device for one individual, working on the open breathing system principle. The patient breathes through a mask or mouthpiece into an open circuit (5, 6). He inspires alternately hypoxic mixture (16-12 %) and atmospheric air for 3-10 min. The procedure is repeated 5-10 times a day over 15-20 days. Hypoxic mixture is produced with a polymer membrane-selective permeability method for separation of gas molecules.
- Rebreathing technique with CO2 absorption (7, 8) for one individual. Here,
a patient can breathe to his individual tolerable limit (usually down to
10-7% O2) or to a fixed level (usually 12-9%
O2). When the oxygen concentration reaches
the set level (depending on the age and type of disease), this level is
maintained for 5 min. Generally, three sessions are administered each day
at 10-20 min intervals for a period of two weeks.
Each of these modifications has its advantages and disadvantages. It is worth noting that authors use quite different protocols (gas concentrations, duration and number of sessions, length of treatment) in the animal experiments or treatment of humans. This lack of standardization introduces variability that makes comparisons of results difficult.
RESULTS AND DISCUSSION
Mechanisms
The basic mechanisms underlying the beneficial effects of IHT were elaborated
mainly in three areas: (i) regulation of respiration, (ii) free radical production,
and (iii) mitochondrial respiration (see 1 for review). Findings showed that
IHT induces increased ventilatory sensitivity to hypoxia and other hypoxia-related
physiological changes. Due to IHT, cellular membranes become more stable and
improvement of O
2 transport in tissues is evident.
IHT induces changes in mitochondria, involving NAD-dependent metabolism, which
increases the efficiency of oxygen utilization in ATP production (9). These
effects are mediated partly by NO-dependent reactions (3, 10). NO-dependent
reactions are especially important for investigations of bronchial asthma (BA)
pathogenesis, because exhaled nitric oxide is related to actual levels of airway
inflammation in asthmatic patients. There are pieces of evidence that IHT may
actually decrease the pronouncement of tissue hypoxia and intracellular acidosis
under acute hypoxic exposure, improve O
2 transport
in tissues, increase oxidative metabolism enzyme synthesis and ion-transport
systems in cell membranes, and rearrange the cell membrane phospholipid composition.
IHT also seems to increase tissue capillary growth. Meerson (2) has opined that
positive IHT effects are based on the cross-protective values of adaptations
to one stress providing resistance to another stress.
The influence of IHT on free radical process seems of key significance, as these processes are implicated in the pathogenesis of BA. Alveolar macrophages, blood neutrophils and eosinophils from asthmatic patients have been shown to release more oxygen radicals than those from healthy subjects do. Radicals induce airway hyperreactivity, destruction of lung epithelial cells, mucus hypersecretion, platelet-activating factor synthesis, and other reactions typical for BA in humans and animals (11, 12). These unwanted changes are underlain by tissue hypoxia and consequent reduction of electron transfer in the respiratory chain, an increase of functional activity of inflammatory cells, and by inhibition of antioxidant defense systems. IHT acts positively on these three mechanisms eliminating tissue hypoxia, normalizing the number and phagocytic activity of white blood cells and enhancing antioxidant enzyme activity (13). During IHT, the periods of reoxygenation lead to oxygen radical formation, which might be analogous to that occurring with normoxic reperfusion of transiently hypoxic or ischemic tissues. If periods of hypoxia followed by normoxia lead to the formation of oxygen radicals, and the hypoxic periods are much briefer than normoxia, and if this exposure sequence is repeated over a number of days, then antioxidant defenses will be enhanced much more effectively than in the condition of sustained hypoxia.
There are studies suggesting that adaptation to IHT increases antioxidant defense
potential, accelerates electron transport in the respiratory chain, augments
Ca
2+ elimination from the cytoplasm, and stabilizes
cellular membranes. Such studies have introduced IHT as a treatment modality
in various diseases in which free radical outbreaks are anticipated, among them,
in BA.
Clinical studies on hypoxic training in bronchial asthma
The largest number of clinical investigations devoted to the use of IHT for disease treatment is concerned with BA and chronic obstructive bronchitis (COB). IHT has been used for these diseases for more than two decades. Among hundreds of reports, we have chosen just few to illustrate the achievements of IHT.
Donenko (14) has reviewed an 8-year long use of a hypobarochamber for the treatment of 1000 patients with COB and BA in a regional hospital. The treatment had both positive and negative effects. Positive results were shown in brief preliminary clinical trials. Significant decreases in the feelings of shortness of breath (SOB) and chest congestion were noted during the first session. But the patient status quickly returned to the pre-treatment state after the session had ended. Further treatments led to steady subjective improvements. IHT positively affected the psycho-emotional state of patients. They liked the procedure and asked, in cases of relapse, about further treatment in the barochamber. The author repeatedly observed an interruption of nascending asthmatic fits in BA patients. The improvement was recorded to occur at a simulated altitude of 2000-2500m. Kulberg (15) has reported similar findings. Barochamber training (3500m, 1 hour per day for 25 days) resulted in the disappearance of asthmatic fits in 72% of children and facilitated improvement in another 20% of them when combined with the drugs asthmopent or euphillin. Only did 8% of asthmatic children not respond favorably to IHT.
Nevertheless, barochamber therapy has some significant disadvantages. Primarily, hyperbaria is linked to negative effects on organisms. Tolerance of an individual to hypobaric hypoxia is 4 times lower than that to normobaric hypoxia (5). Barochambers are hardly accessible to practical health care due to the cost and complicated determination of a proper individual dosage. Thus, normobaric training has recently attracted more attention. Donenko (14) reported that during normobaric hypoxic therapy only 6% of 93 patients displayed intolerance to the procedure. In BA patients, a very good effect was noted in 58%, satisfactory in 38%, and no effect in 4%.
The IHT treatment (mixtures of 11-14% O
2) of
COB and chronic pneumonia during remission, in both adults and children, significantly
improved the clinical picture. Cough was diminished or disappeared and the amount
of sputum was reduced and its expectoration was facilitated (3). However, it
was impossible to completely stop disturbances of the aerodynamic properties
of bronchial pathways in patients with an advanced broncho-obstructive syndrome
in 10-12 sessions of therapy. The course of treatment was prolonged until positive
effects were achieved in these patients. In cases of valve-type bronchial patency
disturbances associated with a collapse of small bronchi during expiration,
extension of the treatment for up to 20 days produced significant improvements.
Similar results were obtained in other studies (16, 17). Anokhin et al. (18)
performed a normobaric hypoxic stimulation (4 sessions of 12-15% O
2
for 5 min alternating with 5-min rest intervals, for 10 days) in 200 children
aged 4-14 who suffered from BA and compared the results with those in a sham
group. A positive effect was seen in 85% of subjects in the hypoxic group and
in 25% in the sham group. In children with mild BA, complete discontinuance
of wheezing attacks was observed. In patients with medium-severe forms, a partial
improvement was noted consisting of fewer attacks at less medicine use. In patients
with severe forms, a small improvement was noted. The lowest efficacy of IHT
was noted in children with an infection-dependent form of BA (17, 19). A positive
clinical effect in patients with mild and medium atopic BA was sustained for
an average of 4 months following hypoxic therapy. IHT in children with BA can
be performed only in between, and not during, the exacerbations. In the hormone-dependent
form of BA, IHT gives unsatisfactory results (5, 17, 19).
The use of a rebreathing method, twice a day for 10-15 days, results in a stable abatement of obstructive symptoms. The course of such a treatment is shorter in comparison with the investigations outlined above due to the individual selection of the end-attainable level of hypoxia in each patient. Karash et al. (5) delineated three groups of patients with respect to the sustainability of positive effects: (i) improvement of the condition for at least 1 year or more (54%), (ii) improvement lasting up to 6 months (29%), and (iii) positive effects lasting 1-4 months after treatment (17%). In 5% of patients, an appreciable improvement comes only after repeated courses of IHT. More than half the patients with a positive effect of the first course of IHT, reported further improvements with sequential courses of the therapy. Individual differences in respiratory reactions to hypoxia, from ventilatory hypersensitivity to complete absence of reaction, should be taken into account when designing IHT (6, 19). To wrap it up, experimental and clinical evidence has laid the groundwork for a wider use of IHT in the treatment of BA and other respiratory diseases.
Use of hypoxic training in industrial health care
A special note is in place about the use of IHT in industrial health care for the purpose of prophylaxis and treatment of diseases in professions dealing with harmful products. The respiratory system has been under investigation within the industrial network. Karash at al. (5) described IHT use for health recovery of textile plant workers. The training regimen was 3-5 min of breathing 10% O2 with 3-5 minute breaks, beginning with 4 sessions per day and working up to 10 session per day over 15-20 days. The training group was 132 workers with 50 people subjected to sham training. The efficacy of treatment was determined by the number of missed days of work. The results showed reduced morbidity rates by 45.6%, reduced number of sick leaves by 49.5%, and reduced plant benefits per 100 sick persons per year by 44.5%.
Berezovsky et al. (20) investigated the effects of an artificial mountain climate on respiration and blood circulation in coal miners suffering from chronic dust bronchitis. The normobaric hypoxic chamber was used for treatment. Miners underwent hypoxic exposure for 1 hour a day for 12 days. The consecutive daily regimens of IHT were: equivalent to 3000m, 4000m, 5000m, and 6000m altitudes. IHT caused significant improvements in respiration, oxygen utilization, oxygen transport through the air-blood barrier, and in the feeling of well-being and it diminished chronic bronchitis symptoms. These and many other data strongly suggest the effectiveness of IHT in industrial health care.
In conclusion, hypoxic training represents a promising field of study in prevention and treatment of many diseases. The proper choice of the hypoxic dosage depends on an individual’s reactivity and should be titrated for each patient to avoid negative side effects and to augment a favorable outcome. The absence of negative side effects, typically observed during drug therapy, and the stimulation of organism’s general, nonspecific resistance, makes the hypoxic therapy a treatment with a future.
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Different spellings of the authors’ names may be present in the English language literature.