In the last 20 years the techniques for protein
production by means of recombinant DNA technology have been well refined and
it is now possible to produce sufficient quantities,
e.g., of hormones,
growth factors, monoclonal antibodies and cytokines under good manufacturing
practice conditions for commercial use (1). However, because of their large
molecular weight, hydrophilia, instability against chemicals and proteases,
and poor intestinal absorption rates these macromolecules cannot be administered
orally and must be given parenterally. Unfortunately, techniques for parenteral
drug application (
e.g., subcutaneous, intravenous, or intramuscular injection)
are invasive and require the compliance, especially in patients with chronic
diseases (
e.g., diabetes mellitus). In consequence, a number of methods
for controlled injection or alternative routes of drug administration have been
developed (1, 2). Inhalation is an important tool for non-invasive administration
of low molecular weight pharmaceuticals and macromolecules for systemic treatment.
This way of drug administration has the benefit of a large alveolar absorption
area of 70 m
2 - 140 m
2
which is about the half of a tennis court (compared with 180 cm
2
in the nose cavity), a good perfusion of the absorptive area (about 5 l/min),
a very low thickness of the alveolar epithelium (only between 0.1 and 0.2 µm)
and a short total distance between epithelial surface and blood in the alveolar
area (between 0.5 and 1.0 µm compared with 30-40 µm distance between mucus surface
and blood in the bronchial system), a low presence of local proteases and peptidases,
a marginal variance in the amount of mucus production, a rapid dissolution of
the administered insulin in the alveolar mucus layer after its deposition, and
the absence of a hepatic first-pass effect (1-6). In consequence, pharmaceuticals
are rapidly absorbed after deep inhalation and deposition in the alveolar region
of the lung. Another advantage is that these drugs are not subject of a hepatic
first pass effect after their absorption (1, 7).
However, pulmonary application of drugs by means of aerosols is influenced by a number of physical, physiological and individual factors which are described elsewhere (2-4, 6-11). A biopharmaceutical must have a sufficient physical and chemical stability to persist the process of nebulization without loss of its functional properties and without relevant aggregation within or after the nebulization process. The aerosol must be homogenous with respect to the produced particle size and the particle diameter should be optimized (aerodynamic diameter: 1-3 µm) for deposition in the alveolar region of the lung. Particles with aerodynamic diameters <1 µm are not deposited in the lung but expired. On the other hand, larger particles (>3 µm) are deposited in the tracheobronchial airways and do not reach the alveolar region. The breathing maneuver is another critical parameter for pulmonary drug application. An optimal pulmonary deposition is achieved with a slow and deep inhalation procedure. In addition, variations in lung morphology and ventilation due to diseases (
e.g., asthma, chronic obstructive pulmonary disease (COPD)) and individual factors (
e.g., smoking) have an influence on the alveolar deposition of inhaled particles. Finally, the absorption of the biomolecules after alveolar deposition is affected by structure and function of the physiological pulmonary defence mechanisms (
e.g., proteases/peptidases, alveolar macrophages, physiological absorbance barriers) and specific properties of the biopharmaceuticals (
e.g., molecular weight, lipophilicity, solubility in water and lipids).
The application of biomolecules by means of different inhalation approaches
has been investigated in a large number of studies (4, 7, 8, 12, 13). In principle,
some of the biomolecules can be given without additives. Other large molecules,
especially peptides and proteins, require stabilisers and inhibitors of phagocytosis
(
e.g., protease inhibitors, microspheres, liposomes) or absorption enhancers
(
e.g., detergents, bile acids, cyclodextrins) which can cause tissue
irritation (1, 2, 4, 8, 11, 14-16). Compared with absorption enhancers, the
use of carrier-based systems (
e.g., liposomes and microspheres) has some
more specific advantages for sustained and targeted drug delivery as compiled
in
Table 1 (17).
In the last years, a large number of studies on pulmonary application of metabolically active hormones (
e.g., insulin, calcitonin, growth hormone, somatostatin, thyroid-stimulating hormone (TSH) and follicle-stimulating hormone (FSH)), growth factors (
e.g., granulocyte-colony stimulating factor (G-CSF) and granulocyte monocyte-colony stimulating factor (GM-CSF)), distinct interleukins (
e.g., IL-2) and heparin (unfractionated and low molecular weight heparin (LMWH)) have been performed (1, 4, 8, 9, 13). However, most experience is available for the inhalation of insulin. In addition, from the large number of substances insulin is the one with the greatest relevance because of the large number of diabetic patients worldwide. In our review we describe the current status and problems of devices for pulmonary administration of insulin.
Table 1.
Advantages of carrier-based systems for sustained drug delivery; according
to (17). |
|
HISTORY OF INSULIN INHALATION
Insulin, a peptide hormone (MW: 6000 Da) consisting of 2 chains (a und b) linked
by three disulfide bonds, has been isolated 1921 by Banting and Best and was
introduced into clinical treatment on January 11
th
1922 (18-20). At the beginning, it was exclusively administered by intramuscular
injection. However, because of the lower traumatisation of the patient subcutaneous
application was rapidly established (20). Other techniques for drug application
(transdermal, ocular, oral, buccal, nasal, pulmonal, rectal, vaginal, and transuterine)
were also investigated and some of them are currently under further investigation
(3, 18, 20, 21) (
Table 2).
Table 2.
Methods for non-invasive administration of insulin; according to (18,
20). |
|
In 1924 and 1925 – only two years after the start of the therapeutic insulin era – the first studies on insulin inhalation were published. Laqueur and Grevenstuk (22) published her investigation on intratracheal administration of insulin in 1924 and reported a more rapid onset of action after intratracheal administration compared with subcutaneous administration. A first study on inhalation of insulin in patients was performed by Heubner
et al (23) also in 1924. These investigators reported a dose-dependent effect of insulin inhalation on blood glucose. However, a 30-times higher dose for inhalation was required than that for subcutaneous administration and the authors assumed a problem in the requirement of high amounts of insulin, even though they also emphasised the advantage of this type of administration for the patients (23). At the same time and independently from the investigations of Heubner
et al (23), Gänsslen (24) performed the investigations in patients and reported that the inhalation of insulin was well tolerated and caused a significant decrease of the blood glucose concentration, and that the amounts of insulin required for inhalation in relation to subcutaneous application were not as high as described by Heubner
et al (23). However, because of the large number of unsolved problems, it took 46 years more until Wigley
et al (20, 25) published their pivotal study of insulin inhalation offering the proof of principle of this therapy. They investigated three subjects without diabetes mellitus and four patients with diabetes and they were able to demonstrate that pork-beef insulin administered by a nebulizer caused a prompt increase in plasma immunoreactive insulin and that hypoglycemia showed a temporal relationship with the increase in plasma immunoreactive insulin (25). However, even after the investigation of Wigley
et al (25) inhalant insulin therapy was far away from its introduction into clinical therapy and in the next two decades several studies ruled out the basics of insulin inhalation (8, 26-28). In these years, it was observed that the bioavailability of inhaled insulin in case of improved application procedures was only about 20 to 25% of that after subcutaneous administration, but also that inhalation might be an important alternative administration route (4, 8, 20). However, the methods under investigation were not able to administer sufficient drug doses in a reproducible way, because their particle spectrum was optimized for aerosol deposition in the bronchial system and not in the alveoli (20, 29).
MODERN DEVICES FOR INSULIN INHALATION
Based on the advances in asthma therapy by means of aerosols, nebulizers, metered
dose inhalers (MDIs) and dry powder inhalers (DPI) at about 1990 the scientific
and technical prerequisites for the inhalant application of insulin were established
and a number of studies on the inhalant application of insulin were initiated
in the following years (4, 20). Several companies developed devices for inhalant
administration of insulin, which are very different in respect to the technical
and pharmacological principles (
e.g., manual or semi-automated systems
for inhalation, powder aerosol or liquid aerosol) and briefly described in
Table
3 (20). The most advanced method was Exubera
®
from Pfizer/Nektar, which received the approval from the American and European
Drug Agencies (FDA and EMEA, respectively) in early 2006 for patients with diabetes
mellitus types 1 and 2 and was marketed since September 2006. Exubera
® was based
on recombinant human insulin which was spray-dried and supplemented with the
excipients mannitol, glycine, and sodium citrate. The insulin content of the
final product, a large low-density particle, packed into small blisters was
60% (30). However, in October 2007 Pfizer announced it would be dropping Exubera
®,
citing that the drug had failed to gain market acceptance. Another device for
insulin inhalation in advanced developmental status was AERx
® iDMS (Aradigm
Corporation, Novo Nordisk) (
Table 3) (20). Shortly after the decision
of Pfizer, Novo Nordisk also stopped all investigations on inhaled insulin.
Table 3.
Devices for inhalant administration of insulin; modified according to
(18, 20, 31-36). |
|
PACKING OF INSULIN INTO MICROSPHERES AND LIPOSOMES
In some of the novel techniques for insulin inhalation the protein is formulated
into microspheres (liposomes, particles, large porous particles). Even though
the majority of these methods up to now was investigated in animal studies only,
they may play a role for inhalant drug administration for insulin and other
biomolecules in the future (
Table 4) (1, 17, 37). The use of microparticles
is based on the observation that smaller particles are phagocytosed more rapidly
than larger ones (49). Biomolecules (
e.g., insulin) can be packed into
the inner part of biologically degradable polymers and lipids (microparticles
and liposomes, respectively) (1, 7, 11, 15, 50). In consequence, the physiological
alveolar clearance mechanism and the degradation of proteins and peptides after
phagocytosis by alveolar macrophages are slowed which results in increased bioavailability.
Another advantage is the alteration of the pharmacokinetic properties of the
administered substances due to their slow release from these particles (7, 11,
15, 50). However, prerequisites for the use of these excipients are their rapid
degradation after inhalation, readily elimination after inhalation and drug
release, and immunological and toxicological inertness (37). In the last years,
distinct procedures have been developed for the packing of proteins (
e.g.,
insulin) into liposomes and solid particles (
Table 4).
Table 4.
Microparticle and liposome formulations for delivery of insulin to the
lungs; modified according to (17, 37). Note that some types of microparticles
are also subject of clinical studies described in Table 3. |
|
1)PLGA:
Polylactic-co-glycolic acid; 2)Geometric
diameter; 3)Aerodynamic diameter; 4)PEG:
Polyethylene glycol; 5)MRT: Mean residence
time; 6)AUC: Area under the curve; 7)tmax.:
Time to reach the maximum serum concentration (Cmax.);
8)FDKP: 3,6-bis(N-fumaryl-N-(n-butyl)amino-2,5-diketopiperazine;
9)t1/2:
Plasma half-life time; 10)DPPC: Dipalmitylphosphatidylcholine;
11)DPPG: Dipalmitylphosphatidylglycerol;
12)HPC: Hydrogenated egg yolk phosphatidylcholine. |
In detail, drug carrying capacity, drug release rate, toxicity, and pulmonary deposition of liposomes depend on their size, drug/lipid ratio, the properties of the used phospholipids (chain length, electrical charge, composition by neutral or anionic lipids), and the chosen method of delivery (1, 15, 17, 50). Most frequently they are made from lecithins (phosphatidylcholines), phosphatidylethanolamines, sphingomyelins, phosphatidylserines, phosphatidylglycerols and phosphatidylinositols (17). According to this structure, both hydrophobic and hydrophilic compounds can be packed into liposomes prior to the delivery to the lungs. Hydrophilic compounds (
e.g., pharmaceuticals and larger biomolecules) are entrapped into the vesicle in the inner of the liposome whereas lipophilic (hydrophobic) compounds are encapsulated into the membrane bilayer. Small liposomes are unilamellar bodies with a hydrophilic core, whereas larger multilamellar liposomes have an onion-like structure with several layers of phospholipids and aqueous compartments. Because of their strong chemical and structural similarity, liposomes deposited in lung alveoli merge with cell membranes and facilitate the absorption of the carried biomolecule (
e.g., insulin). Advantages of liposomes are sustained drug release, prevention of local irritation, reduced toxicity, improved stability in the large aqueous core, and the possibility for manipulation of release and targeting by variation of the bilayer constituents.
Solid particles (microspheres or large porous particles) are chemically and
physically more stable than liposomes and allow higher drug loading (17). Pharmacological
properties of microparticles (size range: <500 nm) depend on the used material,
preparation technique, particle size, porosity, surface structure, and the delivery
device (1, 15, 17, 50). Most frequently, the synthetic polymers polylactic acid
(PLA) and polylactic-co-glycolic acid (PLGA) are used for their production.
However, a number of other synthetic and natural polymers have been investigated
(
Table 4) (17). Up to now little is known about the pharmacological properties
of most of the particles listed in
Table 4, although some of these polymer-based
systems might have toxicologically relevant effects especially after administration
of high doses and/or for a longer time period (37). Microspheres can be produced
by a number of distinct methods based on supercritical fluid technology, emulsion-solvent
evaporation, spray-drying and phase separation. The encapsulation of peptides/proteins
(
e.g., insulin) by means of these techniques is affected by a number
of physical and chemical properties (
e.g., effect of solvents, heat,
moisture, pH-value, oxygen and mechanic stress). Additionally, new techniques
for production of microspheres from pure proteins have been developed (17).
The release rate of the drug depends on many properties of the drug itself (concentration,
solubility, molecular weight, nature of the peptide or protein) and of the polymer
(
e.g., nature, molecular weight, porosity, tortuosity, size, and uniformity)
(17). Modification of the latter,
e.g., by coating procedures, can be
used to reduce the uptake by alveolar macrophages and, in consequence, to alter
the pharmacological properties of the administered biomolecule (increase of
pulmonary residence time and bioavailability) (17). Examples for the clinical
use of microspheres for insulin inhalation are: ProMaxx
®,
Epic Therapeutics; Technosphere
®, Pharmaceutical
Discovery Corporation and calcium phosphate-polyethylene glycol particles, BioSante
Pharmaceuticals (
Table 4).
Large porous particles are characterized by geometric diameters >5 µm, low particle
density (generally <0.1 g/ml), and aerodynamic diameters <5 µm. In consequence,
these particles have good flow and aerozolization properties due to their low
aerodynamic diameter and they are able to evade phagocytosis because of their
large size (17). Aerosolized large porous particles deposit homogenously and
reproducibly without relevant toxicity on the alveolar cell surface. However,
further toxicological and pharmacological studies are required also for this
excipient. Currently, only one system for insulin inhalation is based on large
porous particles (AIR
®, Alkermes) (
Table 4).
EFFECT OF ABSORPTION ENHANCERS ON THE BIOAVAILABILITY
OF INHALED INSULIN
Bioavailability of inhaled molecules after pulmonary deposition can be enhanced by a number of compounds increasing the absorption or inhibiting proteolytic degradation. Some of them are introduced into clinical treatment (
e.g., Exubera
®). However, most of the substances have been subject to studies in animals only and some of them can damage lung epithelium, especially after administration of higher doses and prolonged duration of treatment, necessary for patients with diabetes mellitus (2, 13, 15, 18, 36, 51).
The mode of action of absorption enhancers, which differ strongly with respect
to their chemical structure and properties, is not yet completely understood.
For example, bile acids presumably increase the absorption by alteration of
the mucus layer, protection of proteins against enzymatic degradation, desaggregation
of protein multimers, opening of epithelial tight junctions and solubilization
of phospholipids and proteins out of the cell membrane followed by formation
of micelles, whereas cyclodextrins, which are cyclic polymers of glucose, additionally
form complexes with molecules fitting into their lipophilic inner structure
(15, 50).
Table 5 compiles the absorbance enhancing effect of various
compounds and demonstrates that the intensity of their pharmacological effect
depends on their type (
e.g., different cyclodextrins and lanthanides)
and their administered dose (
e.g., sodium taurocholate and sodium glycocholate).
However, it should be considered that the toxicity of absorption enhancers often
correlates with the strength of their pharmacological effect limiting their
clinical use (15, 36). The majority of data was obtained in rats only, whereas
results from other mammals or human studies are available for few compounds
only. For example, sodium citrate, mannitol and glycine are excipients used
in Exubera
® (30). The effect of bile acids was
investigated in humans by Heinemann
et al (36, 56), who found only a
small increase in bioeffectivity if a powder aerosol of insulin was administered
in combination with an endogenous bile acid in healthy individuals (12.0 ±3.5%
vs. 7.6 ±2.9%). In contrast, Johansson
et al (15, 22) observed
a strongly increased bioavailability of insulin in dogs, if the substance was
administered as a fluidic aerosol containing also taurocholate (taurocholate
vs. control; 23.2 ±4.4%
vs. 2.6 ±0.3%).
Table 5.
Effect of absorption enhancers on pulmonary insulin absorption; modified according to (15, 51). Note that the experiments in rats were often in situ studies. |
|
1)Efficacy:
Ratio of the area under the curve (AUC) or biological response between
the dosage form with absorption enhancer and that without absorption enhancer;
2)MM: Mixed micelles of linoleic acid and
HCO60 (hydrogenated castor oil); 3)EDTA:
Ethylene diamine tetraacetic acid; 4)HMAP:
Hydroxymethyl amino propionic acid. |
Bioavailability and pharmacological activity of inhaled peptides and proteins
can also be improved by addition of proteinase inhibitors preventing their inactivation
by proteolytic cleavage (1, 11, 15). The effect of these compounds varies strongly
depending on the type of the protease and the susceptibility of the peptide
or protein. For example, an
in vitro study dealing with the effect of
selected protease inhibitors on the permeability of insulin across the rabbit
trachea revealed peptidase efficacies in the order di-peptidylaminopeptidase
IV > leu-aminopeptidase > cathepsin B > trypsin (15, 64). Another
in vitro
study demonstrated an inhibitory effect of the protease inhibitors bacitracin,
aprotinin, soybean trypsin inhibitor, and sodium glycocholate on the degradation
of insulin in lung homogenate in a descendent order (15, 65). However, the antiproteolytic
properties of these compounds on insulin after tracheal or pulmonary administration
were up to now only subject of few animal studies and not introduced into clinical
investigations (
Table 6).
Table 6.
Effect of protease inhibitors on pulmonary insulin absorption; modified
according to (51). |
|
1Efficacy:
Ratio of the area under the curve (AUC) or biological response between
the dosage form with protease inhibitor and that without protease inhibitor. |
PHARMACOKINETICS OF INHALED INSULIN IN INDIVIDUALS WITHOUT PULMONARY DISEASES
The pharmacokinetics of inhaled insulin was investigated in a large number of
studies performed in healthy subjects and patients with diabetes mellitus types
1 and 2. Unfortunately, the comparison of the study results is hampered by differences
of the used inhalers, administered formulations and doses of insulin, small
numbers of included individuals (healthy individuals or patients), inappropriately
used pharmacological models, and distinct parameters determined (36, 66). However,
it has been observed that inhaled regular insulin is absorbed at least as fast
as subcutaneously administered insulin (time to peak concentration in plasma
(tmax.): 7-90 min vs. 42-274 min (
Table 7) (4, 8, 20, 36, 66-68), an
observation which has also been made in one of the first inhalation studies
by Laqueur and Grevenstuk (22). The pharmacokinetics of inhaled insulin seems
to be a biphasic one with a first peak rapidly after inhalation, which is followed
by a slow release comparable to that after subcutaneous injection (36, 67).
In the first 60 min after drug administration, the area under the concentration
vs. time curve (AUC) is larger for inhaled insulin than for subcutaneously administered
insulin. In contrast, subcutaneously administered insulin has a larger AUC if
an observation period of 6 hours is considered (36). This suggests that inhaled
insulin might have some therapeutic benefit in the treatment of prandial or
postprandial hyperglycemia, when compared with conventionally administered insulin.
In addition, compared with the subcutaneously administered drug, inhaled insulin
shows a lower risk for postprandial hypoglycemia because of its increased clearance
after inhalation (36, 78). Accordingly, determination of the glucodynamics in
healthy individuals revealed a more rapid, but even shorter decrease of plasma
glucose concentration than after subcutaneous administration of insulin (36).
Table 7.
Selected studies on pharmacokinetics and pharmacodynamics of inhaled insulin;
according to (36). |
|
a)
tmax.: Time to reach Cmax.
b) Cmax.:
Maximum concentration of insulin in serum
c) AUC: Area under the serum insulin concentration-time
curve (between specified limits)
d) GIR: Glucose infusion rate
e) GIRmax.:
Maximum GIR (peak)
f) If not stated otherwise
g) GIR AUC: Area under the GIR-time curve
(between specified time limits)
h) 1 U of AERx®
10 regular units |
Better conclusions on the pharmacokinetics can be obtained in studies by means
of the glucose clamp technique or in patients without residual synthesis of
insulin (diabetes type 1) and healthy individuals under pharmacological inhibition
of insulin synthesis (
Table 7) (36, 66). Different doses of inhaled insulin
resulted in a widely linear dose-response relationship in patients with diabetes
type 1 (36). However, although the maximum of the insulin concentration (Cmax.)
increased with the administered dose, there was an increasing delay of the time
to peak concentration in plasma (tmax.) indicating the existence of a dose dependent
pulmonary uptake mechanism (36). In addition to the large number of studies
with normal insulin, a small number of investigations were performed with lispro,
an insulin derivitative modified by means of molecular biology. Compared with
normal insulin lispro showed a better therapeutic effect (
i.e., lower
doses required to achieve the same serum concentration of insulin and more rapid
onset of action). Probably, both effects are caused by a breakup of the hexamer
into monomers followed by an increased bioavailability (19, 36).
In most studies, bioavailability was calculated by comparison of the AUC after
inhalation to that after subcutaneous administration of insulin. In contrast,
bioeffectivity describes the hypoglycemic effect of inhaled insulin compared
with a defined insulin dose administered by subcutaneous injection (36). Therefore,
the provision for the bioeffectivity can give further information. However,
the parameters bioavailability and bioeffectivity result in an underestimation
of the therapeutic effect of insulin, because only a small proportion of the
administered drug is deposited in the lung periphery (
i.e., alveolar
region) from where it can be absorbed into circulation. In detail, the commercially
available systems for pulmonary administration of insulin are characterized
by bioavailabilities and bioeffectivities of 9-22 % and 8-16 %, respectively
(
Table 7), which is more than the 3% reported by Heubner
et al
(23) in 1924. In consequence, the insulin dose which is required to achieve
the same therapeutic effect after inhalation is up to 11-times higher compared
with subcutaneous administration (36). Between 50 and 80% of the insulin filled
in the inhalation system does not reach the lung, but is remaining in the nebulizer,
is deposited in the mouth, or the oropharynx, or is expired. Taking this into
account, the bioavailability from the lung deposited fraction is about 2-5 times
of the subcutaneously given insulin dose. However, from this dose more than
50% is deposited in the airways (bronchial system) and is removed from the lung
by the mucociliary transport and/or degradation. Only about 40% is rapidly absorbed
into the circulatory system. If this is also considered, it is obvious that
the „pulmonary extradose“ for insulin inhalation is 2-3-times of the dose required
for injection (36).
Pulmonary deposition and, in consequence, bioavailability of inhaled aerosols
(including insulin and other compounds) is mainly influenced by biological and
physical parameters of the substance, the nebulizer, the breathing maneuver,
and the oropharyngeal filter efficiency of the patient (9, 10, 18, 36, 66).
An optimum deposition of the inhaled insulin is achieved if the aerosol is released
at the beginning of a slow and deep inhalation maneuver. This enables the particles
to penetrate deeply into the lung and they can be deposited in the alveolar
region (9, 10, 18, 67). Farr
et al (18, 67) observed in their study a
later and weaker effect of insulin administered by a shallow inhalation maneuver
(40% of inspiratory vital capacity (IVC)) than after a deep inspiration maneuver
(80% IVC). This shows the importance of breathing pattern on alveolar deposition.
The breathing maneuver does not only affect the total amount of alveolar insulin
deposition, but also the intraindividual reproducibility of this therapy. However,
other biological parameters (
e.g., smoking, physical stress, lung perfusion)
have also a strong effect on the intraindividual variability of insulin administered
by inhalation. The reproducibility of pulmonary delivered insulin was investigated
in several studies. In summary, these studies demonstrate a similar or even
better reproducibility of insulin administration by inhalation than by subcutaneous
injection (36, 68, 79-81). Obviously, the better reproducibility after inhalation
is caused by the missing of some influencing parameters (
e.g., physical
exercise, smoking, temperature, body position and injection), which play a role
after subcutaneous injection of insulin (18, 81, 82). In detail, similar intraindividual
variabilities of various pharmacokinetic parameters (AUC, C
max.,
t
max., blood glucose and rate of glucose infusion)
were observed in the studies of Gelfand
et al (36, 83) using Exubera
®
in patients with diabetes type 2, Hompesch
et al (36, 84) using the AERx
®
system in patients with diabetes mellitus type 1 (36, 84) and Perera
et al
(68) using the Aerodose
® system in patients with
diabetes type 2 (coefficients of variation (CV) of the AUC
0h-3h
19 and 23% after inhalation and subcutaneous injection, respectively). On the
other hand, lower variabilities after inhalation than after injection were observed
from Himmelmann
et al (36, 80) using the AERx
®
system in healthy individuals (CV values of 13.7 and 16.5% in non-smokers and
smokers, respectively) and Pfützner
et al (36, 85) using Technosphere
®
in patients with diabetes mellitus type 2 (CV values 16-20%). For comparison,
interindividual CV values for subcutaneous application of insulin are about
25% (79).
EFFECT OF SMOKING ON THE PHARMACOKINETICS OF INHALED INSULIN
A number of original studies and reviews describe a higher absorption (up to
3-5 times) of inhaled insulin in smokers than in non-smokers (
Table 8)
(3, 8, 12, 20, 27, 36, 66, 80, 81). For example, Kohler
et al (27, 66)
reported a higher absorption (C
max.) and bioavailability
(65
vs. 25%) of inhaled insulin, which was accompanied by a more pronounced
decrease of the glucose concentration in smokers compared with non-smokers.
In another study Himmelmann
et al (80) reported a higher absorption of
inhaled insulin (AUC; 63.2 mU•h/l
vs. 40.0 mU•h/l, P<0.01), a higher
peak concentration (C
max.; 42.0 mU/l
vs.
13.9 mU/l, P<0.001), and a shorter time to peak (t
max.;
31.5 min
vs. 53.9 min, P<0.001) in smokers compared with non-smokers.
In addition, the mean residence time (MRT) in smokers was less than half of
that in the non-smoker group (P<0.0001) and, accordingly, the apparent elimination
rate constant of exogenous insulin was almost twice as high in smokers compared
with non-smokers (P=0.0019). However, the intraindividual variability was similar
in both groups (80). In another study Becker
et al (87) investigated
the effect of smoking cessation and subsequent resumption on the absorption
of inhaled insulin. It was found that AUC and C
max.
were higher in smokers than in non-smokers, whereas t
max.
was shorter. Smoking cessation resulted in a rapid change of the values obtained
in smokers toward those of non-smokers. In contrast, smoking resumption completely
reversed the effect of smoking cessation. In principle, this can be explained
by several mechanisms. It is well established that chronic cigarette smoke inhalation
increases the permeability of the alveolar-capillary barrier (91, 92). Postulated
mechanisms for this increase are immunological modifications (93), an increase
in the blood perfusion (94), surfactant antioxidant depletion due to an increased
burden of inhaled reactive oxygen species (ROS) (95) and a disruption in surfactant
function (96). On the other hand, an increased metabolism of drugs in smokers,
e.g., due to an induction of drug-metabolising enzymes, has been reported
(97). In consequence of augmented insulin metabolism, the metabolic activity
of the hormone would be diminished. Importantly, the significantly higher values
of AUC and C
max. observed after insulin inhalation
in smokers compared with non-smokers are not necessarily followed by a concomitant
increase in insulin action. This apparent contradiction can be explained by
the inhibition of metabolic insulin action followed by an induction of insulin
resistance and glucose intolerance due to cigarette smoke inhalation (98-101).
The increased epithelial permeability as a cause of the varied pharmacokinetics
of insulin in smokers is reversible within a few days after the end of tobacco
abuse (92), whereas the chronic bronchitis typically existing in long-time smokers
is not reversible in this short period.
The effects of acute cigarette smoke inhalation on the absorption of inhaled insulin are largely different from that of chronic cigarette consumption, as cigarette consumption just before insulin inhalation significantly blunts the enhanced insulin absorption in smokers. However, there are no differences in tmax. (80). The underlying mechanisms of these effects are not understood. In principle, the well established bronchoconstrictory effect of nicotine might cause changes in ventilation and distribution which are followed by variations of the particle deposition of inhaled insulin (80). In addition, nicotine has a vasoconstrictory activity which might cause a delay of insulin absorption after subcutaneous administration (102). Likely, this vasoconstrictory effect inhibits also the absorption of insulin if the drug is administered directly after acute cigarette consumption (80). Furthermore, pulmonary neutrophils activated by components of cigarette smoke might cause an enzymatic degradation of insulin deposited in the alveoli (93). Finally, it should be noted that even acute passive cigarette smoke exposure may affect the pharmacokinetics of inhaled insulin. However, the effect of acute passive cigarette smoke exposure is just the opposite of that of active chronic smoking, because it causes a modest decrease of the bioavailability of inhaled insulin due to reduced lung permeability (103).
Inhalant insulin therapy was not approved in current smokers and individuals who quitted smoking less than 6 months before therapy until marketing was stopped by the manufacturers. In consequence, the number of diabetic patients which can be treated with insulin is strongly reduced, because about 20-25% of these patients are tobacco smokers (30, 104). By the time the inhalant therapy with insulin will be reintroduced into the market, further systematic investigations on the effect of cigarette consumption on insulin bioavailability in smokers should be performed. It might well be that insulin doses for smokers may be adapted (3, 36, 80).
EFFECT OF PULMONARY DISEASES ON THE PHARMACOKINETICS
OF INHALED INSULIN
The lung is a dynamic organ, strongly exposed to environmental factors and at
risk for very different diseases. Patients with manifest pulmonary diseases
affecting drug absorption were excluded from inhalant drug therapy in order
to ensure a sufficient and reproducible deposition and bioavailability of the
inhaled insulin. However, the effect of respiratory diseases on the pulmonary
absorption of inhaled insulin was subject of a small number of studies. For
example, infections of the upper respiratory tract have obviously no relevant
effect on the bioavailability of inhaled insulin as it was shown by McElduff
et al (36, 88) who observed no differences of pharmacokinetics and pharmacodynamics
in otherwise healthy individuals within the period of an acute respiratory infection
(
Table 8). Another respiratory disease, asthma bronchiale, is characterized
by hyperreactivity with bronchospasm, inflammation and airway remodelling. There
are two primary concerns regarding the inhalation of insulin in asthma patients.
Firstly, drug inhalation especially by means of DPI can induce bronchospasm.
Secondly, in asthma exacerbation respiratory effort and bronchospasm limit the
deposition of inhaled insulin in the lung alveoli. This is due to a variation
of pulmonary convective gas transport, a smaller airway diameter and in consequence
the higher rate of particle deposition in the central airways of these patients.
Henry
et al (36, 89) investigated the pharmacokinetics of inhaled insulin
in asthma patients and reported a mild decrease of C
max.
and a distinct decrease of AUC (bioavailability) and plasma glucose concentration
(bioeffectivity) after insulin inhalation in asthma patients compared with healthy
individuals. Furthermore, patients with asthma showed a higher variability of
C
max. and AUC, but not of the glucose lowering
effect than healthy controls after insulin inhalation (
Table 8). Presumably,
these inappropriate effects can be improved by administration of bronchodilators
in these patients (105). Data regarding the pharmacokinetics of inhaled insulin
in patients with chronic obstructive pulmonary disease (COPD) are limited and
conflicting. COPD patients demonstrated a variable (higher or lower) absorption
of insulin compared with subjects without COPD. It is not clear whether this
variability is secondary to differences in inhalation devices or different study
populations (105, 106). In consequence, the effect of COPD on insulin absorption
should be subject of further studies prior to the reintroduction of inhalant
insulin therapy into the market, because COPD is a frequent and often not or
not correctly diagnosed pulmonary disease.
Table 8.
Studies investigating factors influencing the pharmacokinetics of regular human insulin inhaled by devices developed for insulin inhalation; according to (36). |
|
a)
tmax.: Time to reach Cmax.
b) Cmax.:
Maximum concentration of insulin in serum
c) AUC: Area under the serum insulin concentration-time
curve (between specified limits)
d) Before smoking cessation
e) 7 days after smoking cessation
f) 9-10 days after smoking resumption |
EFFECT OF THE AGE ON THE PHARMACOKINETICS OF INHALED INSULIN
Lung morphology and function change as a function of age. Elder individuals
show a decrease of the alveolar surface, a variation of lung elasticity, a decrease
of the alveolar capillary volume combined with a decline of the ventilation/perfusion
ratio, a decrease of the pulmonary diffusion capacity for carbon monoxide (DLCO),
and an increase of the pulmonary residual volume (RV) (21). Therefore, the age
is another important parameter influencing the pharmacokinetics of inhaled insulin.
Henry
et al (36, 90) reported similar values of C
max.
and AUC in patients with diabetes type 2 aged >65 years and young individuals
of the age between 18 and 45 years. The variability in these parameters was
not different between both study groups either. However, the observed decrease
of plasma glucose concentrations was more pronounced in younger individuals
than in elder patients indicating a requirement of higher doses in aged patients
(
Table 8).
SAFETY OF INHALED INSULIN
The experience of the last 80 years in millions of patients has shown that the treatment of diabetes mellitus with subcutaneously administered insulin is relatively safe. However, beside the specific aspects of bioavailability and bioeffectivity discussed before, the aspects of tolerability and toxicity must be once more investigated for the inhalant therapy with insulin. In principle, not only insulin, but also absorption enhancers might cause adverse effects in the lung. The latter are variations in lung function, local inflammation, allergic reaction, formation of antibodies against insulin, pulmonary fibrosis, and lipodystrophy (3, 20, 36). Most data regarding the long-term tolerability are published for the Exubera
® system and the AERx iDMS
® system for study periods of up to 2 years and more in patients with diabetes types 1 than 2 (18, 33, 36, 81, 107-113).
Animal studies and investigations in diabetic patients demonstrated that diabetes
and consecutive insulin treatment cause a morphological change of lung structure
(
e.g., thickening of the alveolar membrane and the capillary basal lamina,
vascular hyalinosis, granulomas, intraseptal nodular fibrosis and emphysema-like
septal obliteration) which depends on the duration and severity of the disease
and on additional factors, like smoking (104, 114). Therefore, the effect of
insulin inhalation on lung function has been thoroughly investigated. In most
studies inhalation of insulin caused no changes of spirometric parameters of
lung function (
e.g., forced expiratory volume in 1 s (FEV
1),
forced vital capacity (FVC)) and parameters of diffusion capacity for carbon
monoxide (DLCO). and blood gas analysis (3, 18, 20, 33, 36, 81, 107-120). Changes
in the DLCO which were observed in some studies could not be explained by the
investigators. However, based on the results of the lung function tests and
the observed variations in individual patients, the manufacturer recommended
spirometric measurement of lung function before treatment, after 6 months, and
thereafter at least annually in the product information for Exubera
®
(121). In summary, the experience regarding the effect on lung function indicates
that inhaled insulin is characterized by a low pulmonary toxicity, good tolerance,
and good bioeffectivity (3, 18, 20, 36). This may be explained by a relatively
low toxicity of insulin itself and the distribution of the inhaled doses of
4-5 mg (three times a day) on a total alveolar surface of about 80-120 m
2
(3, 9, 10). The total quantity of the inhaled substance is lower than the threshold
value for dust inhalation of 30 mg/day recommended by the American Council of
Government Industrial Hygienists (3, 78). Furthermore, the initially high concentration
of insulin in the epithelial lining fluid is rapidly decreasing due to absorption
and distribution in the body fluid and proteolytic degradation. As a result,
there is no evidence that pulmonary tissue is exposed to a higher insulin concentration
after inhalation than after subcutaneous injection (36).
Beside its strong metabolic effect, insulin also acts as a weak growth factor (efficiency of only 1/100 of insulin-like growth factor-1(IGF-1)) after binding to the receptor for IGF-1. However, there is up to now no evidence for a relevant competitive effect of inhaled insulin at the IGF-1 receptors in the lung (36). In one of the studies on inhalant insulin application, pulmonary fibrosis had been observed, but there was obviously no relationship to the study medication (81). Recently, about 6 months after the end of the marketing of Exubera
®, the American Food and Drug Administration (FDA) published a press release reporting a potentially increased risk for bronchial carcinoma in ex-smokers treated with inhalant insulin (122). In detail, there have been 6 newly diagnosed cases of primary lung malignancies in clinical trials among Exubera
®-treated patients, and 1 newly diagnosed case among comparator treated patients. There has also been 1 post-marketing report of a primary lung malignancy in an Exubera
®-treated patient. All these patients had a prior history of cigarette smoking. However, even though the number of cases is too small for a final risk evaluation, the potentially increased risk for lung cancer should be subject of further investigation prior to product relaunch of Exubera
® or similar products of competitors.
In a number of studies, inhalation of insulin was followed by increased serum titres of non-neutralizing IgG antibodies against insulin. However, the development of these antibodies had no therapeutic relevance,
i.e., there was no correlation to the metabolic control, lung function, and adverse events (18, 20, 21, 33, 36, 81, 107, 108, 110-112, 116-118, 120, 123, 124). The occurrence of these antibodies has been observed in up to one third of patients with diabetes mellitus (especially those of type 1) and long-time subcutaneous administration of insulin, more frequently in younger individuals than in elderly and with a strong increase in frequency and titre until 6 to 12 months after start of insulin inhalation, but also in patients without diabetes mellitus (
e.g., patients with autoimmune diseases). It is likely, that the induction of antibodies against insulin is caused by its formulation and dose (inhaled insulin is given in higher doses and more frequently for treatment of postprandial hyperglycemia than subcutaneous insulin) and the site of delivery (presence of macrophages, dendritic cells, and lymphocytes in the lung), whereas impurity of the peptide, a structural alteration of insulin in the powder aerosol during its preparation, a modification of the molecule by storage, and immunogenicity of excipients added to insulin are less likely, or were refuted (3, 81, 123, 124).
Lipodystrophy is a phenomenon observed in up to 30% of patients treated with subcutaneous injections of insulin developing at the site of injection and was firstly described by Lawrence 1925,
i.e., soon after the introduction of insulin into clinical treatment (125-127). Lipohypertrophy is caused by the anabolic effect of insulin promoting the synthesis of protein and fat, whereas lipoatrophy is caused by an inflammatory process and is nowadays rarely observed because of the use of highly purified insulins (127). Since adipocytes are also located in the lung, inhaled insulin can also affect these cells after pulmonary deposition. However, at present it is not known if and how inhaled insulin affects pulmonary adipocytes (128).
Cough is a typical symptom in clinical treatment with inhalation of dry powder aerosols which might affect patient convenience and compliance. Therefore, cough was addressed in a number of studies investigating inhaled insulin. Mild to moderate cough was reported to occur rapidly after inhalation (seconds to minutes) in up to 20-30% of patients. However, the reported symptoms were transient, settled with continuation of the therapy and seldom resulted in treatment withdrawal (107, 108, 111, 112, 117-120).
Hypoglycemia is a common problem in patients treated with antidiabetics, especially insulin. Therefore, the evaluation of hypoglycemia incidence and severity was subject of many clinical studies investigating inhaled insulin. The data obtained in these studies are conflicting, demonstrating an increased frequency of severe hypoglycemic events in patients treated with inhaled insulin compared with patients treated with subcutaneous injections in some of these studies (115-120). However, there is no, or only little, difference regarding the risk for the occurrence of hypoglycemia between inhaled and subcutaneous insulin (129), whereas the risk is expectedly higher for patients treated with inhaled insulin when compared with treatment with oral antidiabetics (107, 108, 111, 112).
ACCEPTANCE AND COSTS OF INHALED INSULIN
In the last decades of diabetic therapy, patient convenience and compliance
were improved by development of smaller and sharper needles and pen injector
systems and insulin pumps for injection. However, all these systems are based
on needles and, therefore, are invasive. The development of inhaled insulin
was an approach for a non-invasive insulin therapy in patients with diabetes
types 1 and 2. A number of studies were performed to investigate patient convenience
and improvement of life quality and improvement of metabolic control (determined
by measurement of glycated haemoglobin (HbA
1c)).
In these studies, it was found that patients welcome the non-invasive alternative
for administration of insulin by means of an inhaler, even though its handling
(use and cleaning) requires a large number of steps (30, 110). Especially patients
with diabetes type 2, who fail on oral antidiabetic therapy, and whose switch
to insulin treatment is often delayed, and patients with needle phobia representing
at least 10% of the population should profit from insulin inhalation (32, 128,
130). However, these advantages are opposed by a number of other arguments.
In detail, because of the small bioavailability of inhaled insulin much higher
doses must be administered than in conventional therapy by means of subcutaneous
injection. In addition, the high costs for the development of inhalant therapy
and the device were considered in the price of the product. Furthermore, the
patients must be thoroughly trained prior to inhalant therapy and require controls
of lung function before and under therapy. All these factors result in an extra
cost between 600 and more than 1000 (currently £1
1.25 €) – depending on the required doses (114). The advantage of a non-invasive
(needle free) treatment in patients is also restrained by the requirement of
blood sampled by finger puncture for the measurement of glucose concentration.
Furthermore, there is no relevant improvement of metabolic control as determined
by means of HbA
1c measurement due to an inhalant
insulin therapy (30, 110, 114). Based on these arguments and the results of
studies investigating clinical effectiveness and cost-effectiveness the National
Institute for Health and Clinical Excellence (NICE, United Kingdom) and the
Institute for Quality and Efficiency in Health Care (IQWiG, Institut für Qualität
und Wirtschaftlichkeit im Gesundheitswesen, Germany) declined funding for inhaled
insulin in Great Britain and Germany, respectively. It is likely that these
decisions for the decline of reimbursement were substantial reasons that this
therapy option failed to produce relevant sales and that the manufacturers stopped
marketing of the product.
CONCLUSIONS
More than 80 years after the first experiments, insulin received the approval for inhalant administration (Exubera
®). In addition, several other techniques for insulin aerosolization and aerosol application have been investigated and are in a different phases of their development. Shortly after its market launch, Exubera
® has been stopped by the manufacturer (Pfizer), because of unexpectedly low sales. To our information, competitors have also put their developments on hold. During a short time on the market, Exubera
® was accepted by patients (although not reimbursed by most health insurance companies) and well tolerated without adverse effects. However, up to now some questions are not completely answered,
e.g., effects of long-time inhalation on lung function and effects of pulmonary diseases on deposition, absorption, and pharmacokinetics of inhaled insulin, or increased risk for lung cancer in ex-smokers. Under the current circumstances, it is unlikely that inhaled insulin will be relaunched in any formulation in the near future. However, if there is a relaunch, the unanswered questions should be subject to further investigation. The experience on insulin inhalation may help develop inhalation therapies for other compounds serving for the treatment of systemic diseases, because such type of treatment seems to be a safe and reliable technique for drug application improving the patient compliance due to its non-invasive character.
Conflict of interest:
Dr. Rudiger Siekmeier has no conflicts of interest in relation to this article.
Dr. Gerhard Scheuch does not have a financial relationship with a commercial
entity that has an interest in the subject of this manuscript. Dr. Scheuch is
a consultant for several pharmaceutical companies in the field of aerosol medicine
and pulmonary drug delivery (e.g., Bayer-Schering, Boehringer/Ingelheim, GSK,
Novartis, Talecris, Sandoz).
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